General Website Disclosure

This site is only intended for clients and interested investors residing in states and countries in which EQIS Capital Management is qualified to conduct investment advisory services.

EQIS Capital Management is an SEC registered investment adviser located in San Rafael, CA. EQIS Capital Management may only transact business in those states or countries in which it is registered, or qualifies for an exemption or exclusion from registration requirements. For non-clients of the firm, EQIS Capital Management’s website is limited to the dissemination of general information pertaining to its investment advisory services.

Please contact EQIS Capital Management at 800.949.9939 to find out if we may conduct advisory business in the state or country where you reside. Accordingly, EQIS Capital Management does not, and will not, effect or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, through this website. Any subsequent, direct communication with a prospective client shall be conducted by an EQIS Capital Management representative who is either registered or qualifies for an exemption or exclusion from registration in the state or country where the prospective client resides.

EQIS Capital Management is pleased to provide you access to our portal via the Internet to view your ECM accounts. If you would like to request more information about any area of our website, please contact your Financial Professional or ECM directly at

EQIS Capital Management Online Access Agreement

ECM is providing you electronic access to your account information and reporting through our website on the Internet. We may add, change or remove information or services at any time without notice.

Any information provided through electronic access to our portal is our property or the property of others who allow us to distribute it to you. It is provided only for your personal, non-commercial use. You may download this information and print out one hard copy; you may not remove any copyright or other notices.

You may not share, modify, or commercially exploit any such information without our written consent and may not use it for any unlawful purpose. You also will comply with any request to preserve ECM’s or our providers’ property rights in the information.

We will provide you with a User ID and Password to access our portal. Except for an act or omission by us, you will be responsible for the confidentiality of your login information and for any use of them. If your login information is lost or stolen, please notify us immediately.

You are responsible for the equipment required to use these services, and for all fees and charges incurred by you in accessing them. You will use the level of encryption security required by us.

We will use reasonable precautions to maintain the confidentiality of information you receive or provide; but there is no assurance that any Internet communication will remain confidential.

All requests to transmit instructions must be faxed, with signatures. No electronically transmitted instructions will be accepted. This includes requests to buy/sell, transfer of funds, any change in personal information, and any time-sensitive request. Internally generated e-signature requests will be honored.


  • The accuracy of information available through our website and values in your accounts may be delayed and may not reflect current values.

  • We may discontinue any part of our online service. If at any time you are unable to access your information through our website, you can obtain it through your Financial Professional or through your custodian.

  • ECM will not be liable for damage to your equipment or software.

  • Third Party Information and Software: ECM assumes no liability for any website, software or hardware not under our control, even if linked through our website.

  • ECM is not liable for losses resulting from causes beyond our control. This includes natural disasters, war, terrorism, failures of equipment or communications, problems with hardware or software, etc.

  • All information and services are provided as is. There are no warranties except as required by law. ECM is not liable for any damages resulting from the use of our service or for your errors.

  • ECM may change this Disclosure Agreement at any time. Posting notice to our website constitutes notifying you. Your continued use of these services constitutes your acceptance of all revised disclosures and agreements.